ECPA Compliance Professional Training Programme - Now Open for Registration

IMPORTANT NOTE: The program start date will be agreed upon with participants.

About the Programme

The European Compliance Professionals Association (ECPA) is proud to launch the Compliance Professional Training and Certification Programme - the most comprehensive learning pathway currently available for compliance officers and professionals in Europe.

Our first level, Compliance Proficiency Level 1, provides a strong foundation for anyone working in or transitioning into compliance. It covers the essential frameworks, skills, and responsibilities that define the compliance function within organizations.

In partnership with Franklin Covey, the programme also includes a dedicated module on practical soft skills, from project and stress management to conflict resolution - ensuring participants are equipped not only with technical expertise but also with the tools to thrive in this challenging and dynamic profession.

The programme is delivered live online, in English, with interactive sessions, case studies, and real-time Q&A opportunities.

Who Should Join?

This programme is ideal if you:

• Are in a career shift into compliance and want an in-depth overview of the field.

• Already work in compliance and wish to broaden, formalise, and strengthen your expertise.

Unlike sector-specific courses, our curriculum spans all core compliance domains, giving you a 360° understanding of compliance as a profession and enabling you to build effective compliance functions within your organisation.

For Companies

This programme is also an excellent opportunity for organisations to invest in the development of their teams. By enrolling employees, companies ensure their compliance staff gain up-to-date knowledge, practical skills, and a comprehensive understanding of the regulatory landscape in Europe.

Supporting your staff in completing this certification not only strengthens individual expertise but also helps build a culture of compliance and integrity within your organisation. It’s one of the most effective ways to develop highly capable compliance officers from within.

Please reach out to us for corporate discounts at info@ecpa.pro 

Registration

Join the waitlist for the next cohort by completing the registration form below. Once a group is confirmed, we will reach out with the proposed schedule and next steps.

The programme will also be available through the Lithuanian state-funded platform Kursuok.lt, where eligible participants may receive financial support. We are currently awaiting confirmation of the next funding round and will share updates as soon as possible.

Pricing & Programme Options

• Full Programme - 600 EUR; discounted pricing for ECPA Members - 500 EUR

  Includes access to the complete training curriculum and an official confirmation of course completion.

• Full Programme, including live case study session to achieve official certification by the ECPA - 700 EUR;

• discounted pricing for ECPA Members - 600 EUR

  Includes the full programme plus an additional live case study session with our expert lecturer, formal certification by ECPA.

  
  

  Annual membership fee - please refer to our Membership Pricing section.

*All prices are subject to local taxes.

Programme Syllabus

Module 1 – Introductory Class

• Overview of compliance as a profession in Europe, sectors, and areas of work.

• Course goals, topics, lecturer introductions, and participant networking.

• Global history and evolution of compliance, with a focus on Europe.

• Understanding regulatory frameworks: local, EU, and international.

• The role of compliance professionals in organizations: independence, domains, responsibilities.

• Intro to digital competencies and cybersecurity role.

• Practical task: journaling to assess current skills and goals.

Module 2 – Compliance as Part of the Risk Management Framework

• Compliance role within corporate risk management.

• Three lines of defence model – European practice and challenges.

• Basics of risk management: risks, controls, indicators, appetite, and assessments.

• Compliance risk typology and drivers.

• Use of digital tools and data.

• Management information system and reporting.

• Compliance monitoring frameworks and early warning indicators.

• Setting KPIs for compliance success.

Module 3 – Introduction to European Anti-Money Laundering (AML) & Counter-Terrorism Financing (CTF) Framework

• Introduction to money laundering/terrorist financing and EU history of AML/CTF.

• Regulatory foundations: EU AML Directives, FATF, FIUs.

• Sanctions compliance (EU, UN, OFAC, voluntary blacklisting).

• Practical obligations: KYC, CDD/EDD, STR, transaction monitoring, beneficial ownership.

• Investigations using open-source and internal data.

• Terrorist financing detection.

• Fraud prevention and investigation.

• Emerging AML risks: technology, cryptocurrencies, virtual assets.

• Case studies across sectors.

Module 4 – Introduction to European Competition Compliance Framework

• EU competition law and key definitions.

• Major jurisdictions (US, UK, DE).

• Prohibited conduct: cartels, abuse of dominance, anti-competitive agreements.

• Enforcement and penalties.

• Key risks: supply chain, tenders, associations, pricing restrictions.

• Dawn raids: preparation and handling.

• Gun-jumping in M&A.

• Elements of effective compliance programmes.

• Case studies.

Module 5 – Introduction to European Personal Data Protection Framework

• GDPR and e-Privacy in practice.

• Core GDPR principles.

• Privacy by Design & Default.

• Roles: controllers and processors.

• Data subject rights.

• Special category data, breaches, security, transfers.

• Supervision and sanctions.

• Organisational measures: DPIA, RoPA, training, vendor risks.

• Role of DPOs.

• Key case law examples.

Module 6 – Introduction to Compliance in the EU Financial Sector

• Banking, insurance, and investment industry differences.

• EU financial regulations and supervisory authorities (ECB, EBA, ESMA, EIOPA).

• Governance requirements in practice.

• Prudential compliance (Basel, Solvency, capital/liquidity management).

• Digital finance and evolving compliance landscape.

Module 7 – Conduct Risk Management & Ethics

• Anti-corruption frameworks (bribery, conflicts of interest, whistleblowing, gifts, lobbying).

• Ethics and integrity frameworks: codes of ethics, culture of compliance.

• Workplace conduct: anti-harassment, OSH, equal treatment, anti-discrimination.

• Behavioural change in organisations.

• Case study: building a culture of compliance.

Module 8 – European Cybersecurity & Information Security Compliance

• Cybersecurity and information security definitions and risks.

• Key EU regulations: NIS2, DORA, AI Act, ISO standards.

• Compliance role in cybersecurity governance.

• Enforcement by ENISA and national authorities.

• Case studies.

Module 9 – European ESG (Environmental, Social, Governance) Compliance

• ESG scope and definitions.

• EU regulations: CSRD, EU Taxonomy, SFDR, CSDDD, European Green Deal.

• ESG compliance frameworks: due diligence, governance, Board oversight, reporting.

• Greenwashing risks.

• Case studies.

Module 10 – Other Industry-Specific Compliance in the EU

• Pharma & healthcare compliance: GMP, GCP, MDR, IVDR, pharmacovigilance.

• Telecom & digital markets compliance: DMA, DSA.

• Public sector compliance: procurement, conflict of interests, revolving doors.

• Lobbying and regulatory/public affairs.

• Case studies.

Module 11 – Tools and Processes for EU Compliance Professionals

• Compliance monitoring programmes.

• Policy and procedure drafting.

• Key risk indicators.

• Horizon scanning and regulatory affairs.

• Learning environments and embedding compliance into BAU.

• Reporting frameworks and management information.

• Project management and digital tools.

• Multijurisdictional compliance challenges.

• Time and stress management in compliance work.

Modules 12–14 – Practical Sessions

• Module 12: Building compliance monitoring programmes (case study).

• Module 13: Conflict of interest, whistleblowing, and gifts case studies.

• Module 14 (with Franklin Covey): Thriving as a compliance professional - managing stress, conflict, and success strategies.